RPL Interest Registration
Advanced Diploma of Financial Licensing Management
This qualification is not yet available through RPL It. Register your interest to be notified when it becomes available.
FNS60722
Your leadership as a Responsible Manager involves navigating the complexities of ASIC regulatory frameworks and ethical governance every day. We are currently establishing partnerships with Registered Training Organisations to provide a streamlined recognition pathway for this Advanced Diploma. Register your interest to be notified as soon as we can help you guide your existing expertise into formal recognition.
About This Qualification
This qualification reflects the role of individuals occupying the position of responsible manager in a financial services organisation. At this level individuals are expected to apply specialist skills and knowledge in a range of situations to deal with complex situations and issues. They work across a broad range of technical or management functions with accountability for personal outputs and for team outcomes. Licensing, legislative, regulatory or certification considerations Work functions in the occupational areas where this qualification is used may be subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.
Qualification Code
FNS60722
Training Package
FNS — Financial Services Training Package
AQF Level
Advanced Diploma
Total Units
10 (5 core + 5 elective)
Entry Requirements
Nil
National Register
View on training.gov.au →RPL It Status: Not yet available — Registering interest
Important: RPL It Australia is a student support service. All assessment and qualification issuance is conducted by our partner Registered Training Organisations (RTOs). RPL It does not deliver training, conduct assessments, or issue qualifications.
Career Outcomes
According to training.gov.au, this qualification supports the following roles:
| Role | Responsibilities |
|---|---|
| Responsible Manager (Financial Markets Organisation) | Managing high-level organisational compliance under ASIC Regulatory Guide 105 (RG105) and supervising practice systems. |
| Compliance Director | Leading the development and monitoring of complex compliance management systems to conform with national legislation. |
| Senior Licensing Consultant | Advising financial services firms on the technical requirements of maintaining and reviewing their regulatory licences. |
Licensing
STATE SPECIFIC⚠️ Important
This qualification is specifically designed for those acting as Responsible Managers under the Australian Securities and Investments Commission (ASIC) framework. Successful completion of the RPL process provides evidence of competency, though the granting of a licence remains at the discretion of the relevant regulator.
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Could RPL Be Right for You?
Experience can be evidence.
RPL is the process that helps you demonstrate it.
Recognition of Prior Learning (RPL) is a formal assessment process that evaluates the skills, knowledge, and experience you've gained through your career to determine whether you meet the requirements of a nationally recognised qualification. It isn't a shortcut — it applies the same assessment standards as any other pathway.
RPL typically involves:
A review of your work experience against the qualification requirements
Compilation of an evidence portfolio demonstrating your competency
Assessment by a qualified assessor from a Registered Training Organisation
If gaps are identified, targeted training to build on your existing expertise
ℹ️ Important Pathway Advice
RPL isn't the right pathway for everyone. If you don't have substantial, relevant, and current industry experience, a traditional study pathway may serve you better.
Our approach:
“We'd rather guide you to the right pathway than enrol you in the wrong one.”
What Kind of Experience Counts?
If RPL becomes available for this qualification, the types of experience and evidence that would typically be relevant include:
Work History & Roles
- ✓Comprehensive CV and detailed position descriptions
- ✓Records of appointment as a Responsible Manager
- ✓Organisational charts showing management accountability
Regulatory Compliance
- ✓Evidence of monitoring systems for RG105 compliance
- ✓Licence requirement checklists and audit reports
- ✓Correspondence with regulatory bodies like ASIC
Operational Oversight
- ✓IT and HR system reviews for licence suitability
- ✓Resource allocation plans and system requirement logs
- ✓Internal audit documentation for operational systems
Policy & Governance
- ✓Drafted policies supporting organisational culture
- ✓Ethical decision-making frameworks and case studies
- ✓Records of implementation for new governance procedures
This is general guidance based on training.gov.au. Specific requirements will be confirmed by the delivering RTO's assessor when RPL becomes available.
Frequently Asked Questions
Everything you need to know about this qualification and RPL.
Is RPL currently available for the FNS60722 qualification?▾
Why should I register my interest now?▾
Is RPL the same as completing the study version of the course?▾
What specifically is a 'Responsible Manager' in this context?▾
How do I prove my ethical decision-making experience?▾
Related Qualifications
Other qualifications in the Financial Services Training Package.
Advanced Diploma
Advanced Diploma of Accounting
FNS60222
Advanced Diploma
Advanced Diploma of Banking Services Management
FNS60622
Advanced Diploma
Advanced Diploma of Integrated Risk Management
FNS60822
Advanced Diploma
Advanced Diploma of Paraplanning
FNS60920
Certificate I
Certificate I in Basic Financial Literacy
FNS10120
Register Your Interest
We're establishing partnerships to offer FNS60722 through RPL. Tell us about your background — we'll let you know when it's available and whether RPL is likely to suit your experience.
Priority Notification
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Preliminary Review
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No Commitments
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