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Advanced Diploma of Financial Licensing Management

This qualification is not yet available through RPL It. Register your interest to be notified when it becomes available.

FNS60722

Your leadership as a Responsible Manager involves navigating the complexities of ASIC regulatory frameworks and ethical governance every day. We are currently establishing partnerships with Registered Training Organisations to provide a streamlined recognition pathway for this Advanced Diploma. Register your interest to be notified as soon as we can help you guide your existing expertise into formal recognition.

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About This Qualification

This qualification reflects the role of individuals occupying the position of responsible manager in a financial services organisation. At this level individuals are expected to apply specialist skills and knowledge in a range of situations to deal with complex situations and issues. They work across a broad range of technical or management functions with accountability for personal outputs and for team outcomes. Licensing, legislative, regulatory or certification considerations Work functions in the occupational areas where this qualification is used may be subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.

Qualification Code

FNS60722

Training Package

FNS — Financial Services Training Package

AQF Level

Advanced Diploma

Total Units

10 (5 core + 5 elective)

Entry Requirements

Nil

RPL It Status: Not yet available — Registering interest

Important: RPL It Australia is a student support service. All assessment and qualification issuance is conducted by our partner Registered Training Organisations (RTOs). RPL It does not deliver training, conduct assessments, or issue qualifications.

Career Outcomes

According to training.gov.au, this qualification supports the following roles:

RoleResponsibilities
Responsible Manager (Financial Markets Organisation)Managing high-level organisational compliance under ASIC Regulatory Guide 105 (RG105) and supervising practice systems.
Compliance DirectorLeading the development and monitoring of complex compliance management systems to conform with national legislation.
Senior Licensing ConsultantAdvising financial services firms on the technical requirements of maintaining and reviewing their regulatory licences.

Licensing

STATE SPECIFIC

⚠️ Important

This qualification is specifically designed for those acting as Responsible Managers under the Australian Securities and Investments Commission (ASIC) framework. Successful completion of the RPL process provides evidence of competency, though the granting of a licence remains at the discretion of the relevant regulator.

NSWASIC
VICASIC
QLDASIC
WAASIC
SAASIC
TASASIC
ACTASIC
NTASIC

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Join our priority list to get notified the moment we open enrolments with our partner RTOs.

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Get notified when RPL is available for FNS60722

Receive a preliminary review of your experience

No commitment or obligation required

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Could RPL Be Right for You?

Experience can be evidence.

RPL is the process that helps you demonstrate it.

Recognition of Prior Learning (RPL) is a formal assessment process that evaluates the skills, knowledge, and experience you've gained through your career to determine whether you meet the requirements of a nationally recognised qualification. It isn't a shortcut — it applies the same assessment standards as any other pathway.

RPL typically involves:

📋

A review of your work experience against the qualification requirements

💼

Compilation of an evidence portfolio demonstrating your competency

👤

Assessment by a qualified assessor from a Registered Training Organisation

🎯

If gaps are identified, targeted training to build on your existing expertise

ℹ️ Important Pathway Advice

RPL isn't the right pathway for everyone. If you don't have substantial, relevant, and current industry experience, a traditional study pathway may serve you better.

Our approach:

“We'd rather guide you to the right pathway than enrol you in the wrong one.”

What Kind of Experience Counts?

If RPL becomes available for this qualification, the types of experience and evidence that would typically be relevant include:

💼

Work History & Roles

  • Comprehensive CV and detailed position descriptions
  • Records of appointment as a Responsible Manager
  • Organisational charts showing management accountability
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Regulatory Compliance

  • Evidence of monitoring systems for RG105 compliance
  • Licence requirement checklists and audit reports
  • Correspondence with regulatory bodies like ASIC
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Operational Oversight

  • IT and HR system reviews for licence suitability
  • Resource allocation plans and system requirement logs
  • Internal audit documentation for operational systems
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Policy & Governance

  • Drafted policies supporting organisational culture
  • Ethical decision-making frameworks and case studies
  • Records of implementation for new governance procedures

Not sure if you qualify?

Speak with our team for a free eligibility discussion.

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This is general guidance based on training.gov.au. Specific requirements will be confirmed by the delivering RTO's assessor when RPL becomes available.

Frequently Asked Questions

Everything you need to know about this qualification and RPL.

Is RPL currently available for the FNS60722 qualification?
We are currently in the process of establishing partnerships with Registered Training Organisations (RTOs) who can assess this specific Advanced Diploma. At this stage, we are accepting registrations of interest.
Why should I register my interest now?
Registering interest ensures you are the first to know when a partner RTO is ready to accept evidence. It also allows us to provide you with preliminary guidance on the types of evidence you should begin collating from your current role.
Is RPL the same as completing the study version of the course?
The outcome is identical. Whether you achieve the qualification through study or recognition of prior learning, the certificate is issued by a Registered Training Organisation and holds the same national weight.
What specifically is a 'Responsible Manager' in this context?
A Responsible Manager is an individual nominated by a financial services licensee to demonstrate that the organisation has the required knowledge and skills to provide its services under ASIC's RG105.
How do I prove my ethical decision-making experience?
Evidence can include documented frameworks you have implemented, minutes from compliance committee meetings where complex issues were resolved, or high-level reports detailing how ethical principles were applied to specific workplace challenges.

Register Your Interest

We're establishing partnerships to offer FNS60722 through RPL. Tell us about your background — we'll let you know when it's available and whether RPL is likely to suit your experience.

Priority Notification

Be the first to know when enrolments open for FNS60722.

Preliminary Review

Receive free guidance on whether RPL could suit your career background.

No Commitments

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Your Experience

No commitment. We'll only notify you when this qualification becomes available.

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